Compliance intelligence for the capital markets
Compliance Is Quietly Measured Every Day, But Only Announced Once It Fails
Nasdaq, NYSE and NYSE American measure every listing continuously, but say nothing until a threshold breaks. Stocker runs the same measurements daily, so a narrowing margin is visible to whoever has something at stake — the company, its advisors, or the people holding the stock.
Stocker is a monitoring tool, not the exchange’s official determination or a promise of any specific notice period.
Choose your access
Different Audiences. Same Data Foundation
Pick the view that matches what you have at risk. The underlying measurements are identical — every Nasdaq, NYSE and NYSE American listing, measured daily against the continued-listing rules that apply to its tier.
I invest in listed companies
Investors
Ranked by urgencySee which holdings are closest to a deficiency, who else holds the stock, and which companies need the capital you write.
- Understand the compliance risk within your portfolio
- Price compliance risk in your investment activities
- Alerts, tailored around your risk tolerance
I run a listed company
Issuers
Rule by ruleTrack your own compliance position against every continued-listing rule that applies to your company.
- Know your margins against rules relevant to you
- Notice the trends and act early
- Understand thresholds, deadlines and your path to compliance
I advise listed companies
Advisors
Across your bookSecurities counsel, IR and transfer agents: replace reactive problem solving with active monitoring.
- Every client, every rule, measured daily
- Help prevent a deficiency notice, not answer it
- Proposed rules modeled on your clients
What you get
Monitor. Warn. Protect.
One continuous loop that turns listing rules and your own position into lead time you can actually use.
Every company, watched daily
Monitor every Nasdaq, NYSE and NYSE American listing, measured against the continued listing rules that apply to its tier.
Early, tailored alerts
Alerts are set to the rules that actually apply — your tier, your thresholds, your positions.
Longer runway, better options
Compliance plans, cure periods and appeals can only buy you some time. Early detection gives you options.
Protect What You’ve Built
Request access, or start with a conversation. Every request is read by a person, not a queue.
Frequently asked
Common questions
What does Stocker do?
Continued listing compliance is measured constantly by the exchanges, but is only announced once it fails. Stocker runs those measurements daily from public filings and official exchange data, so the numbers are visible to whoever has something at stake — the company, its advisors, or the people holding the stock, before a deficiency notice is issued.
Do I need to connect a portfolio or give API access?
No. There is no brokerage sync, no portfolio API, and no IT onboarding. You tell us what you want to watch and we set up your access.
Is this investment or legal advice?
No. Stocker is a data product built on public filings and official exchange information. It does not recommend any security, does not advise on any course of action, and does not create an attorney-client relationship. Nothing here is investment, legal, accounting, or tax advice — see our Terms.
How current is the information, and is it the exchange's decision?
The information is updated daily based on public filings and exchange data. Stocker is a monitoring tool. It does not replace exchange notices or communication.
Is there a dedicated app?
A dedicated app is coming soon. Request early access and subscribe to receive news and updates.